The Piggyback Hypothesis of Generalization: Explaining and Mitigating Emergent Misalignment
By Jiachen Zhao, Zhengxuan Wu, Aryaman Arora, Yiyou Sun, David Bau, Weiyan Shi
This paper proposes the Piggyback Hypothesis to explain emergent misalignment, showing that chat-template tokens carry finetuned misbehavior onto unrelated queries. The authors validate it via prefix perturbations and introduce Token-Regularized Finetuning (TReFT) to mitigate misalignment.